NAIC Market Regulation Update and Market Conduct Exam Best Practices
Presented by

Randy Helder (NAIC).jpg

Merlinda Johnson.jpg

Randy A. Helder, CPCU, ARe, AIC, AU, AIE
Merlinda Johnson, FLMI, ACS
Assistant Director
Director, Insurance Regulatory Compliance
NAIC Market Regulation
RegEd, Inc.

Date Thurs., October 26

Time 12:00 - 1:00 PM EDT


As the saying goes, "An ounce of prevention is worth a pound of cure.”  This webinar will feature Randy A. Helder, Assistant Director, NAIC Market Regulation, who will discuss NAIC market regulation standards, important trends and critical priorities.

In addition, Merlinda Johnson, Director, Insurance Regulatory Compliance, RegEd, will provide an industry perspective on market conduct exam management best practices to mitigate the risk of inviting the attention of examiners, while minimizing the negative impact of exams that occur.

Topics that will be covered
  • Insight into select NAIC working groups, including the Market Conduct Examination Standards Working Group and the evolution of the Market Regulation Handbook.

  • The Market Actions Working Group and their review and analysis of market regulation issues of national impact.

  • The Market Conduct Annual Statement (MCAS) as a catalyst for market conduct examinations.

  • Leveraging technology to streamline the exam process and proactively identify potential issues before they create negative consequences.